Wealth Management Services

A suite of services designed for the distributors of mutual funds, managed accounts and alternative investment products

Mutual Fund Services

Mutual Fund Services, provided by DTCC’s National Securities Clearing Corporation (NSCC) subsidiary, have supported the fund industry through decades of enormous growth and change. Through automation, standardization and centralization, our Mutual Fund Services have been a catalyst for the dramatic expansion of business relationships between fund companies — the creators and manufacturers of fund investments — and the vast network of broker/dealers, banks, trusts and other financial services firms that offer these investments to the institutional and retail markets.

The Managed Accounts Service

The Managed Accounts Service, provided by DTCC Solutions LLC, a DTCC subsidiary, offers sponsors, investment managers and service providers a centralized and automated communications platform for the seamless exchange of information required to set up and maintain their customers’ portfolios, and update their profiles.

The service, the first of its kind, brings a new level of efficiency, risk reduction and streamlined communications to an industry poised to growth to $1.5 trillion by 2011.

Alternative Investment Products

DTCC’s National Securities Clearing Corporation subsidiary is creating new services that will help the alternative investment products industry drive automated, standardized efficiencies into their operations.

Pending approval by the Securities and Exchange Commission, these services will link broker/dealers, fund managers, administrators and custodians through a central network and streamline the processes related to trade order, sub-account document exchange and reporting for hedge funds, funds of hedge funds, real estate investment trusts, managed futures and commodity pools.