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Important Notices

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2009 NSCC Important Notices

Doc # Date P&S No. Subject
 a6842 July 02, 2009 6412 Changes in the List of Participants
 a6841 July 01, 2009 6411 Use of DTC’s New Issue Information Dissemination Service (NIIDS) data in SCC’s RTTM Municipal Bond When Issue Tade Matching System
 a6840 June 30, 2009 6410 Commission Bill Settlement July 15, 2009
 a6839 June 26, 2009 6409 Changes in the List of Participants
 a6838 June 26, 2009 6408 CDS Links to NSCC
 a6837 June 24, 2009 6407 Per-Unit Cost Calculator: A New PIER Report
 a6836 June 22, 2009 6406 Rule Change - Technical Correction to Addendum O (SR-NSCC-2009-04)
 a6835 June 19, 2009 6405 CHANGES IN THE LIST OF PARTICIPANTS
 a6834 June 18, 2009 6404 REMINDER: MIDNIGHT CONSOLIDATED TRADE SUMMARY
 a6833 June 12, 2009 6403 CHANGE IN SCHEDULE (MONTREAL/TORONTO/VANCOUVER)
 a6832 June 12, 2009 6402 INDEPENDENCE DAY HOLIDAY SCHEDULE
 a6831 June 12, 2009 6401 CHANGES IN THE LIST OF PARTICIPANTS
 a6829 June 05, 2009 6399 CHANGES IN THE LIST OF PARTICIPANTS
 a6830 May 29, 2009 6400 New York State Stock Transfer Tax Rebate Program
 a6828 May 29, 2009 6398 Changes in the List of Participants
 a6827 May 27, 2009 6397 RECAPS June 2009
 a6826 May 22, 2009 6396 Implementation of Confirmation of an OFAC Program SR-NSCC-2009-03 REVISED
 a6825 May 22, 2009 6395 CHANGES IN THE LIST OF PARTICIPANTS
 a6824 May 18, 2009 6394 GENERAL MOTORS - VARIOUS CORPORATE ACTIONS REVISED
 a6823 May 15, 2009 6393 Changes in the List of Participants
 a6822 May 13, 2009 6392 2009 Discount/Rebate Projection
 a6821 May 12, 2009 6391 MEMORIAL DAY HOLIDAY SCHEDULE
 a6820 May 08, 2009 6390 CHANGES IN THE LIST OF PARTICIPANTS
 a6819 May 08, 2009 6389 ENHANCEMENTS TO FUND/SERV®, ToRA and ACATS-FUND/SERV
 a6818 May 06, 2009 6388 ACATS – Foreign Asset Extension Modifications – Optional Changes
 a6817 May 01, 2009 6387 CHANGES IN THE LIST OF PARTICIPANTS
 a6816 May 01, 2009 6386 Commission Bill Settlement May 15, 2009
 a6815 April 24, 2009 6385 CHANGES IN THE LIST OF PARTICIPANTS
 a6814 April 17, 2009 6384 CHANGES IN THE LIST OF PARTICIPANTS
 a6813 April 14, 2009 6383 ENHANCEMENTS TO PROFILE PRICE & RATE SERVICE
 a6812 April 14, 2009 6382 Important Reporting Requirements
 a6811 April 09, 2009 6381 CHANGES IN THE LIST OF PARTICIPANTS
 a6810 April 03, 2009 6380 CHANGES IN THE LIST OF PARTICIPANTS
 a6809 April 03, 2009 6379 NSCC Adds Cycles Times to its Distribution of NSCC 400 Byte Intra-day Multi-Cycle Contract Output
 a6808 April 01, 2009 6378 OPTIONS SYMBOLOGY INITIATIVE (OSI) - ACATS & CBRS MODIFICATIONS - MANDATORY
 a6807 April 01, 2009 6377 GOOD FRIDAY HOLIDAY SCHEDULE
 a6806 March 31, 2009 6376 This Important Notice will be revised and reissued with a new notice number. N/A
 a6805 March 31, 2009 6375 Commission Bill Settlement April 15, 2009
 a6804 March 27, 2009 6374 CHANGES IN THE LIST OF PARTICIPANTS
 a6803 March 20, 2009 6373 CHANGES IN THE LIST OF PARTICIPANTS
 a6802 March 17, 2009 6372 Revised Implementation Date for use of Correspondent data in RTTM Municipal Bond Trade Matching & Permitting Trade Modifies of Unmatched Corporate, Municipal & UIT (CMU) Trades After Submission Date
 a6801 March 13, 2009 6371 CHANGES IN THE LIST OF PARTICIPANTS
 a6800 March 09, 2009 6370 YEAR-END REFUND FOR 2008
 a6799 March 06, 2009 6369 CHANGES IN THE LIST OF PARTICIPANTS
 a6798 March 06, 2009 6368 Enhancements to Profile Price & Rate Service. See A#6813. REVISED
 a6797 February 27, 2009 6367 RULE CHANGE – SR-NSCC-2009-02 (Revision to Fee Structure)
 a6796 February 27, 2009 6366 CHANGES IN THE LIST OF PARTICIPANTS REVISED
 a6795 February 26, 2009 6365 AMERICAN STOCK EXCHANGE BADGE FILE REVISED
 a6794 February 26, 2009 6364 RECAPS March 2009
 a6793 February 20, 2009 6363 Changes in the List of Participants
 a6792 February 19, 2009 6362 ACATS – Foreign Asset Extension Modifications – Optional Changes REVISED
 a6791 February 17, 2009 6361 ENHANCEMENTS TO NETWORKING SERVICE REVISED
 a6790 February 13, 2009 6360 CHANGES IN THE LIST OF PARTICIPANTS
 a6789 February 12, 2009 6359 NSCC TO BEGIN COLLECTION OF NASDAQ OMX BX FEES
 a6788 February 11, 2009 6358 FOREIGN PORTFOLIO COMPOSITION FILE
 a6787 February 10, 2009 6357 NEW IDENTIFIERS ON NYSE GROUP EXCHANGE RIO CONTRACTS
 a6786 February 06, 2009 6356 RULE CHANGE APPROVAL – SR-NSCC-2006-17 (Membership Standards and Requirements)
 a6785 February 06, 2009 6355 CHANGES IN THE LIST OF PARTICIPANTS
 a6784 February 04, 2009 6354 WASHINGTON’S BIRTHDAY (PRESIDENTS’ DAY) HOLIDAY SCHEDULE
 a6783 February 02, 2009 6353 OTC EXPLICIT FEE PROCESSING IMPLEMENTATION
 a6782 February 02, 2009 6352 Commission Bill Settlement February 13, 2009
 a6781 January 30, 2009 6351 Changes in the List of Participants
 a6780 January 28, 2009 6350 Proposed Changes to NSCC Rules Regarding Admission of Non-U.S. Entities For Use of Mutual Fund and Insurance and Retirement Processing Services
 a6779 January 28, 2009 6349 NOTE: An Important Notice with A#6779 will not be issued N/A
 a6778 January 23, 2009 6348 Changes in the List of Participants
 a6777 January 16, 2009 6347 Changes in the List of Participants
 a6776 January 16, 2009 6346 IPS 2009 March Enhancement Release
 a6775 January 16, 2009 6345 IPS 2009 March Enhancement Release - LNA Access SM Addendum
 a6774 January 15, 2009 6344 Use of Correspondent data in RTTM Municipal Bond Trade Matching & Permitting Trade Modifies of Unmatched Corporate, Municipal & UIT (CMU) Trades After Submission Date
 a6773 January 13, 2009 6343 Mutual Fund Transfer Enhancement
 a6772 January 09, 2009 6342 NASDAQ OMX BX – REGIONAL INTERFACE OPERATION (RIO) & CONSOLIDATED TRADE SUMMARY ENHANCEMENTS
 a6771 January 09, 2009 6341 Changes in the List of Participants
 a6770 January 07, 2009 6340 Martin Luther King, Jr. Day
 a6769 January 05, 2009 6339 Commission Bill Settlement January 15, 2009
 a6768 January 02, 2009 6338 Rule Change – SR-NSCC-2008-13 (2009 Fee Revisions)
 a6767 January 02, 2009 6337 CHANGES IN THE LIST OF PARTICIPANTS