Legal & Regulatory
Important Notices
Important Notices issued by DTCC subsidiaries addressing issues such as changes in the list of participants, operations, and schedules are accessible from this section.
Recent Important Notices
Recent Important Notices for each DTCC subsidiary are listed below. To view all current Important Notices, select the category below or use navigation, left. RSS Newsfeeds in the Subscription Center provide an easy, comprehensive way to subscribe to Important Notices and other information about DTCC in real-time.
National Securities Clearing Corporation (NSCC)
| Doc # | Date | Subject | |
|---|---|---|---|
 a6721 |
October 06, 2008 | ACATS Transactions With Barclays Capital Inc. #0229... | |
| OTC#193 |
October 06, 2008 | Updates to the List of Cleared Securities... | |
| a6720 |
October 03, 2008 | Changes in the List of Participants... | |
| OTC#192 |
October 03, 2008 | Updates to the List of Cleared Securities... | |
| View More: | |||
Fixed Income Clearing Corporation (FICC)
| Doc # | Date | Subject | |
|---|---|---|---|
| GOV115.08 |
October 06, 2008 | Special Procedures to Resolve Fails Occurring Outside o... | |
| MBS199.08 |
October 06, 2008 | Federal Home Loan Mortgage Corporation- MBFA Account Te... | |
| MBS200.08 |
October 06, 2008 | October Netting and Settlement... | |
| MBS198.08 |
October 03, 2008 | Conversion of Former Participant Lehman Brothers Inc, T... | |
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The Depository Trust Company (DTC)
| Doc # | Date | Subject | |
|---|---|---|---|
| 3974-08 |
October 06, 2008 | ** Agent changed from Citibank to Bank of New York Mell... | |
| 4063-08 |
October 06, 2008 | TaxRelief - Country: Netherlands OCE N.V. CUSIP: 674627... | |
| 4007-08 |
October 06, 2008 | Tax Relief - Country: Japan NIS Group CUSIP: 6546551... | |
| 3984-08 |
October 06, 2008 | Tax Relief - Country: Japan Minebea Co. Ltd. CUSIP: 60... | |
| View More: | |||
The Depository Trust & Clearing Corporation (DTCC)
| Doc # | Date | Subject | |
|---|---|---|---|
| Z0021 |
February 28, 2007 | All DTCC Subsidiaries Prepared for Upcoming Change in D... | |
| Z0020 |
December 29, 2006 | National Day of Mourning for President Ford... | |
| Z0019 |
January 31, 2006 | SMART Passthrough Charges... | |
| Z0018 |
January 27, 2006 | DTCC's Business Continuity Planning - Avian Flu... | |
| View More: | |||
DTCC Deriv/SERV
| Doc # | Date | Subject | |
|---|---|---|---|
| ds680 |
October 03, 2008 | DTCC Deriv/SERV Credit Release - Trade Information Ware... | |
| ds679 |
September 29, 2008 | DTCC Deriv/SERV Credit Event Processing for Washington ... | |
| ds678 |
September 16, 2008 | DTCC Deriv/SERV Credit Event Processing for Lehman Brot... | |
| ds677 |
September 15, 2008 | Lehman Brothers International (Europe)... | |
| View More: | |||