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Legal & Regulatory

All services provided through the clearing corporations and depository are registered with and regulated by the U.S. Securities and Exchange Commission (SEC).

This section contains information for members and customers in the form of Important Notices, as well as legal and regulatory information in the form of rules, by-laws, organization certificates, financial statements, and reports from independent accountants.

Who to Call

Customer Service
1.888.382.2721

Customer Service (Int'l)
1.212.855.8099

Press Contacts
1.212.855.5471

No More Paper

Paper certificates cost investors more than $250 million a year -- approximately $49 million alone goes to cover the cost of lost and stolen certificates.