SEC FAQs

• SEC Updates Q&A on Short Selling and Reg SHO
  From the Division of Market Regulation: Responses to Frequently Asked Questions Concerning Regulation SHO (May 6, 2005)
• SEC Issues Q&A on Short Selling and Reg SHO
  From the Division of Market Regulation: Key Points About Regulation SHO (April 11, 2005)

Updates

• DTCC wins dismissal with prejudice of Pet Quarters lawsuit (pdf, February 25, 2008)
• Letter to the Editor, Washington Times (pdf, November 29, 2007)
• Nanopierce Order Denying Hearing (pdf, November 5, 2007)
• SEC Files Amicus Brief in Nanopierce Appeal (pdf, February 7, 2006)
• Letter to Euromoney from DTCC's First Deputy General Counsel (pdf, March 31, 2005)

Litigation

• SEC Files Amicus Brief in Nanopierce Appeal (pdf, February 7, 2006)